With the dynamic and complex regulatory structure of today’s financial world changing at an extremely rapid pace and the very basic fiber of the financial industry has been stretched to its limits. We are seeing this across global firms finding it difficult to allocate the resources needed as well as the smaller financial institutions such as most of the credit unions, MSB’s and broker dealers with smaller resource pools.
Our executive search and advisory service is especially suited for those institutions. Having built a team of over 450 professionals around the world with a diverse range of skills including; Strategy, Risk, Data, Operational, Subject Matter and Legal expertise, we are able to support our clients with the specific expertise needed to navigate the complexities of the regulatory landscape.
We will assist you in reviewing your current programs and provide proven advice on program efficiency and how to implement a strong framework and risk-based approach to the implementation of preventative measures...
The dynamic and complex regulatory structure of today’s financial world is changing at a rapid pace and the very basic fiber of the financial industry has been stretched to its limits. This is especially true in the case of smaller financial institutions such as credit unions, MSB’s and broker dealers with smaller resource pools
We have created a very compelling proposition based on proven approaches, a partnering-for-success viewpoint, and market knowledge that leverages a strong team of client managers, researchers and the largest network of professionals in the market.
When a compliance due diligence is conducted before a transaction is consummated, AML/CTF and Sanction risks or possible successor liability can be adjusted for in the valuation, deal structure, transaction documents or subsequent due diligence process.